AEC definitions

What Are Submittals in Construction?

Last reviewed: September 2026

A submittal is the package a contractor provides to the design team to demonstrate that the product they intend to buy, or the assembly they intend to build, matches what the contract documents specify. The design team reviews it and returns a review action.

What it is
Evidence that a product or fabrication matches the specification
Common types
Product data, samples, shop drawings, mix designs, test reports
Review actions
Approved, approved as noted, revise and resubmit, or rejected
Tracked in
A submittal register tied to the specification sections
Not the same as
A transmittal, which is the record of what was sent and when

Definition

Submittals in Construction

Submittals include product data sheets, material samples, shop drawings, mix designs, test reports, warranties and closeout documentation. The specification section for each scope of work states which submittals are required, and those requirements are collected into a submittal register that tracks status and dates across the project. The design team reviews each submittal and returns it with an action — approved, approved as noted, revise and resubmit, or rejected — with the review confirming conformance with the design intent rather than assuming responsibility for the contractor’s means and methods.

In depth

What the submittal process is for

The submittal process exists to close the gap between what was specified and what will actually be installed. A specification describes performance and requirements; a submittal shows the specific product, the specific fabrication, the specific mix.

Reviewing it is how the design team confirms the two match before money is committed and steel is cut. Everything about the process — the register, the review actions, the resubmittal cycle — follows from that single purpose.

Why submittals are schedule-critical

Sequence is what makes submittals matter to the schedule. Nothing long-lead can be released until its submittal clears, so a submittal register is effectively a procurement schedule wearing different clothes.

Curtain wall, switchgear, elevators, structural steel and mechanical equipment all have lead times measured in months. A submittal that sits in review for three weeks, or comes back as revise and resubmit, moves the delivery date by that much. Experienced project managers read the submittal log the way they read the critical path.

What a review action actually means

Approving a submittal confirms conformance with the design intent expressed in the contract documents. It does not accept responsibility for dimensions the contractor is required to verify, for quantities, or for the means and methods of fabrication and installation.

Review stamps say this explicitly, and the wording matters — the whole allocation of risk in the process depends on it. "Approved as noted" carries the same weight as approved, with the noted corrections binding; "revise and resubmit" restarts the cycle and, on a long-lead item, the clock.

Submittal versus transmittal

The two are routinely confused, including in software that should know better. The submittal is the content under review. The transmittal is the record of transmission: what was sent, by whom, to whom, on what date, and in what revision.

The transmittal is what proves a package was issued on a particular day, which is why it is the first thing anyone reaches for in a delay claim. A submittal without a transmittal record is difficult to defend on a timeline.

The review work is comparison at scale

A product data sheet has to be checked line by line against the specified requirements — performance values, standards compliance, finishes, dimensions, warranty terms — and any deviation flagged. On a large project this runs to thousands of pages.

Reviewers under deadline pressure skim, and the deviations that get missed are the ones that surface during installation. The review is not intellectually hard; it is long, and it demands attention that does not degrade over hundreds of pages.

Examples

Submittals in Construction on a real project

  • 01

    A curtain wall subcontractor submits shop drawings and structural calculations for review before fabrication starts.

  • 02

    A concrete supplier submits a mix design showing the specified strength, aggregate and admixtures.

  • 03

    A closeout submittal package delivers operation and maintenance manuals and warranties for installed mechanical equipment.

Tooling

Where AI helps with submittal review

Automating the first pass changes what the reviewer spends attention on. The comparison against the specification section can be done systematically, with every flag linked back to the exact clause and the exact page of the submittal, so the reviewer judges whether a flagged deviation is acceptable rather than hunting for it.

The approval decision, and the professional responsibility attached to it, does not move. Nomic checks submitted product data against the specified requirements and cites both sides of the comparison; it is a review aid, not an approval authority.

Compare AI tools for submittal review

Best AI for Submittal Review in 2026

FAQ

Frequently asked questions

A submittal is the package a contractor provides to the design team to demonstrate that a product or fabrication conforms to what the contract documents specify. It can include product data sheets, material samples, shop drawings, mix designs, test reports and warranties.

The submittal is the content being reviewed. The transmittal is the cover record of transmission — what was sent, by whom, to whom, on what date and in what revision. The transmittal proves a package was issued on a particular day, which matters in a delay claim.

A submittal register lists every submittal the specifications require, tied to its specification section, with status and dates tracked across the project. Because long-lead procurement cannot be released until a submittal clears, the register functions as a procurement schedule.

Approved means the submittal conforms to the design intent. Approved as noted carries the same weight with the noted corrections binding. Revise and resubmit restarts the review cycle. Rejected means the submitted item does not conform. None of these accept responsibility for the contractor’s means, methods, or field-verified dimensions.

Shop drawings are one type of submittal. They show how a fabricator intends to build a specific assembly, in more detail than the contract documents provide. Other submittal types include product data, samples, mix designs, test reports and closeout documentation.
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